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Ombudsman for Banking Services and Investments
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121	FREQUENTLY ASKED QUESTIONS Obligations of Firms As a participating firm, what are our obligations? You have three key responsibilities: Add to Reading List Source URL: www.obsi.ca Language: English - Date: 2013-12-18 22:34:05 Ombudsman for Banking Services and Investments Finance Ombudsman Law Ethics Financial adviser Internet privacy Financial Ombudsman Service Dispute resolution Conflict Legal professions
122	CSA MANDATES EMDS JOIN THE OMBUDSMAN FOR BANKING SERVICES & INVESTMENTS BY TYLER FLEMING N Add to Reading List Source URL: www.obsi.ca Language: English - Date: 2014-05-14 11:26:04 Ombudsman for Banking Services and Investments Exempt market dealer Legal professions Law Ombudsman Sociology Canadian securities regulation Ethics Dispute resolution Finance Investment
123	What kinds of complaints can we look into? Banking Ombudsman Scheme participants Add to Reading List Source URL: www.bankomb.org.nz Language: English - Date: 2014-05-07 20:08:47 Ombudsman Ethics Banking Ombudsman Scheme Bank Financial Ombudsman Service Ombudsman for Banking Services and Investments Law Legal professions Dispute resolution
124	Ombudsman for Banking Services and Investments: Code of Practice The following OBSI Code of Practice represents a commitment to excellence in governance and operations. OBSI Standard 1. Consent to participate Participati Add to Reading List Source URL: www.obsi.ca Language: English - Date: 2014-10-31 09:50:41 Legal professions Ethics Ombudsman for Banking Services and Investments Ombudsman Personal Information Protection and Electronic Documents Act Ombudsmen in Australia Financial Ombudsman Service Dispute resolution Law Conflict
125	OMBUDSMAN FOR BANKING SERVICES AND INVESTMENTS FINANCIAL STATEMENTS OCTOBER 31, 2013 OMBUDSMAN FOR BANKING SERVICES AND INVESTMENTS FINANCIAL STATEMENTS Add to Reading List Source URL: www.obsi.ca Language: English - Date: 2014-09-16 09:10:00 Financial statements Generally Accepted Accounting Principles Balance sheet Income statement Fund accounting Cash flow statement Asset Amortization Net asset value Accountancy Finance Business
126	OMBUDSMAN FOR BANKING SERVICES AND INVESTMENTS TERMS OF REFERENCE Purpose 1. These Terms of Reference describe the principal powers and duties of OBSI, the duties of Add to Reading List Source URL: www.obsi.ca Language: English - Date: 2014-10-29 08:40:11 Legal professions Ombudsman for Banking Services and Investments Ombudsman Ethics Complaint Credit ombudsman service Scottish Public Services Ombudsman Dispute resolution Law Conflict
127	Ombudsman for Banking Services and Investments Board of Directors’ Code of Conduct 1. Purpose Add to Reading List Source URL: www.obsi.ca Language: English - Date: 2014-11-26 08:29:05 Corporate governance Management English law Law Business ethics Board of directors Sexual harassment Harassment in the United Kingdom United Kingdom company law Business Corporations law Private law
128	Ombudsman for Banking Services and Investments Report 2011 Independent Review 1. Contents Add to Reading List Source URL: www.obsi.ca Language: English - Date: 2014-10-31 09:50:57 AccountAbility Consumer complaint Business Economics Financial Ombudsman Service Marketing Dispute resolution Ombudsman for Banking Services and Investments
129	Ombudsman for Banking Services and Investments Board of Directors’ Code of Conduct 1. Purpose Add to Reading List Source URL: www.obsi.ca Language: English - Date: 2014-11-26 08:29:05 Corporate governance Management English law Law Business ethics Board of directors Sexual harassment Harassment in the United Kingdom United Kingdom company law Business Corporations law Private law
130	Memorandum of Understanding concerning oversight of the Ombudsman for Banking Services and Investments (“OBSI”) among the participating members of the Canadian Securities Administrators and OBSI Add to Reading List Source URL: www.obsi.ca Language: English - Date: 2014-07-15 16:42:22 Ombudsman for Banking Services and Investments Canadian securities regulation Ombudsman Ethics Sociology Government Dispute resolution Canadian law Legal professions

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